Portfolio Holdings by Security (As of Deposit Date)

  • Ticker
    Security Description
    Deposit %
  • ACGLP
    Arch Capital Group Ltd., Series E, 5.250%
    2.99
  • ALL F
    Allstate Corporation, Series F, 6.250%
    7.02
  • AMHTP
    American Homes 4 Rent, Series F, 5.875%
    0.99
  • BAC W
    Bank of America Corporation, Series W, 6.625%
    2.01
  • BAC Y
    Bank of America Corporation, Series Y, 6.500%
    1.99
  • BBT H
    BB&T Corporation, Series H, 5.625%
    2
  • C J
    Citigroup Inc., Series J, 7.125%
    2
  • C K
    Citigroup Inc., Series K, 6.875%
    1
  • COF C
    Capital One Financial Corporation, Series C, 6.250%
    2
  • COF D
    Capital One Financial Corporation, Series D, 6.700%
    1.99
  • DFT C
    DuPont Fabros Technology, Inc., Series C, 6.625%
    4
  • ENH C
    Endurance Specialty Holdings Ltd., Series C, 6.350%
    4.01
  • FRC F
    First Republic Bank, Series F, 5.700%
    1.99
  • GS N
    The Goldman Sachs Group, Inc., Series N, 6.300%
    3.01
  • HBANO
    Huntington Bancshares Incorporated, Series D, 6.250%
    1.99
  • JPM E
    JPMorgan Chase & Co., Series W, 6.300%
    2.01
  • JPM F
    JPMorgan Chase & Co., Series Y, 6.125%
    0.99
  • KKR A
    KKR & Co. L.P., Series A, 6.750%
    4.02
  • MS E
    Morgan Stanley, Series E, 7.125%
    2.01
  • MS K
    Morgan Stanley, Series K, 5.850%
    0.99
  • NNN F
    National Retail Properties, Inc., Series F, 5.200%
    6.99
  • PNC P
    The PNC Financial Services Group, Inc., Series P, 6.125%
    1.01
  • PRE G
    PartnerRe Ltd., Series G, 6.500%
    4
  • PRE H
    PartnerRe Ltd., Series H, 7.250%
    6
  • PRE I
    PartnerRe Ltd., Series I, 5.875%
    5.01
  • PSA A
    Public Storage, Series A, 5.875%
    3.97
  • PSA B
    Public Storage, Series B, 5.400%
    1.99
  • PSA C
    Public Storage, Series C, 5.125%
    2
  • PSA E
    Public Storage, Series E, 4.900%
    1.99
  • PSB W
    PS Business Parks, Inc., Series W, 5.20%
    2.01
  • RF B
    Regions Financial Corporation, Series B, 6.375%
    2.01
  • SCHW C
    The Charles Schwab Corporation, Series C, 6.000%
    0.99
  • SCHW D
    The Charles Schwab Corporation, Series D, 5.950%
    1.01
  • USB M
    U.S. Bancorp, Series F, 6.500%
    1
  • WFC T
    Wells Fargo & Company, Series T, 6.000%
    1.51
  • WFC V
    Wells Fargo & Company, Series V, 6.000%
    1.5
  • ZB G
    Zions Bancorporation, Series G, 6.300%
    3

Preferred Stock

  • Ticker
    Security Description
    Deposit %
  • ALL F
    Allstate Corporation, Series F, 6.250%
    7.02
  • ACGLP
    Arch Capital Group Ltd., Series E, 5.250%
    2.99
  • BAC W
    Bank of America Corporation, Series W, 6.625%
    2.01
  • BAC Y
    Bank of America Corporation, Series Y, 6.500%
    1.99
  • BBT H
    BB&T Corporation, Series H, 5.625%
    2
  • COF C
    Capital One Financial Corporation, Series C, 6.250%
    2
  • COF D
    Capital One Financial Corporation, Series D, 6.700%
    1.99
  • SCHW C
    The Charles Schwab Corporation, Series C, 6.000%
    0.99
  • SCHW D
    The Charles Schwab Corporation, Series D, 5.950%
    1.01
  • C K
    Citigroup Inc., Series K, 6.875%
    1
  • C J
    Citigroup Inc., Series J, 7.125%
    2
  • ENH C
    Endurance Specialty Holdings Ltd., Series C, 6.350%
    4.01
  • FRC F
    First Republic Bank, Series F, 5.700%
    1.99
  • GS N
    The Goldman Sachs Group, Inc., Series N, 6.300%
    3.01
  • HBANO
    Huntington Bancshares Incorporated, Series D, 6.250%
    1.99
  • JPM E
    JPMorgan Chase & Co., Series W, 6.300%
    2.01
  • JPM F
    JPMorgan Chase & Co., Series Y, 6.125%
    0.99
  • KKR A
    KKR & Co. L.P., Series A, 6.750%
    4.02
  • MS E
    Morgan Stanley, Series E, 7.125%
    2.01
  • MS K
    Morgan Stanley, Series K, 5.850%
    0.99
  • PRE G
    PartnerRe Ltd., Series G, 6.500%
    4
  • PRE H
    PartnerRe Ltd., Series H, 7.250%
    6
  • PRE I
    PartnerRe Ltd., Series I, 5.875%
    5.01
  • PNC P
    The PNC Financial Services Group, Inc., Series P, 6.125%
    1.01
  • RF B
    Regions Financial Corporation, Series B, 6.375%
    2.01
  • USB M
    U.S. Bancorp, Series F, 6.500%
    1
  • WFC T
    Wells Fargo & Company, Series T, 6.000%
    1.51
  • WFC V
    Wells Fargo & Company, Series V, 6.000%
    1.5
  • ZB G
    Zions Bancorporation, Series G, 6.300%
    3
  • AMHTP
    American Homes 4 Rent, Series F, 5.875%
    0.99
  • DFT C
    DuPont Fabros Technology, Inc., Series C, 6.625%
    4
  • NNN F
    National Retail Properties, Inc., Series F, 5.200%
    6.99
  • PSB W
    PS Business Parks, Inc., Series W, 5.20%
    2.01
  • PSA A
    Public Storage, Series A, 5.875%
    3.97
  • PSA B
    Public Storage, Series B, 5.400%
    1.99
  • PSA C
    Public Storage, Series C, 5.125%
    2
  • PSA E
    Public Storage, Series E, 4.900%
    1.99

Summary

Description
  • Trust Name

    Preferreds Plus, 4

  • Trust Symbol

    SMPPDX

Deposit Data
  • Deposit Date

    07-25-2017

  • Termination Date

    07-25-2019

  • Minimum Investment

    100

  • Distribution Frequency

    Monthly (if any)

  • Initial Public Offer Price

    $10.00

  • Historical 12-Month Dist.*

    0.5236

CUSIP
  • Cash Cusip

    83187H103

  • Reinvest Cusip

    83187H111

  • Fee Cash Cusip

    83187H129

  • Fee Invest Cusip

    83187H137