Portfolio Holdings by Security (As of Deposit Date)

  • Ticker
    Security Description
    Deposit %
  • ABB
    ABB Ltd.
    0.99
  • ACP
    Avenue Income Credit Strategies Fund
    9.02
  • AFT
    Apollo Senior Floating Rate Fund Inc.
    3.01
  • ANDX
    Andeavor Logistics LP
    3.01
  • ARDC
    Ares Dynamic Credit Allocation Fund
    7.04
  • BGX
    Blackstone / GSO Long-Short Credit Income Fund
    7.01
  • CNP
    CenterPoint Energy, Inc.
    1.01
  • CPT
    Camden Property Trust
    0.98
  • CWB
    SPDRt Bloomberg Barclays Convertible Securities ETF
    10.02
  • CXW
    CoreCivic, Inc.
    2.51
  • DRH
    DiamondRock Hospitality Company
    1.00
  • EMR
    Emerson Electric Co.
    1.00
  • EPD
    Enterprise Products Partners L.P.
    2.00
  • ETN
    Eaton Corporation plc
    0.97
  • GXP
    Great Plains Energy Incorporated
    1.00
  • IP
    International Paper Company
    1.01
  • LTC
    LTC Properties, Inc.
    1.01
  • MAA
    Mid-America Apartment Communities, Inc.
    0.98
  • NGG
    National Grid plc
    0.97
  • OKE
    ONEOK, Inc.
    1.02
  • PSX
    Phillips 66
    0.97
  • RDS/B
    Royal Dutch Shell plc, Class B
    2.49
  • RIO
    Rio Tinto plc
    0.99
  • SIR
    Select Income REIT
    2.99
  • SNP
    China Petroleum & Chemical Corporation
    1.00
  • TBF
    ProShares Short 20+ Year Treasury
    15.99
  • TBX
    ProShares Short 7-10 Year Treasury
    4.01
  • TCP
    TC PipeLines, LP
    2.49
  • TLP
    TransMontaigne Partners L.P.
    2.47
  • TSLF
    THL Credit Senior Loan Fund
    3.99
  • TX
    Ternium S.A.
    1.00
  • VLO
    Valero Energy Corporation
    1.00
  • WEC
    WEC Energy Group, Inc.
    1.00
  • WPZ
    Williams Partners L.P.
    2.00
  • WSO
    Watsco, Inc.
    1.05
  • WY
    Weyerhaeuser Company
    1.00

Energy

  • Ticker
    Security Description
    Deposit %
  • ANDX
    Andeavor Logistics LP
    3.01
  • SNP
    China Petroleum & Chemical Corporation
    1.00
  • EPD
    Enterprise Products Partners L.P.
    2.00
  • OKE
    ONEOK, Inc.
    1.02
  • PSX
    Phillips 66
    0.97
  • RDS/B
    Royal Dutch Shell plc, Class B
    2.49
  • TCP
    TC PipeLines, LP
    2.49
  • TLP
    TransMontaigne Partners L.P.
    2.47
  • VLO
    Valero Energy Corporation
    1.00
  • WPZ
    Williams Partners L.P.
    2.00

Industrials

  • Ticker
    Security Description
    Deposit %
  • ABB
    ABB Ltd.
    0.99
  • ETN
    Eaton Corporation plc
    0.97
  • EMR
    Emerson Electric Co.
    1.00
  • WSO
    Watsco, Inc.
    1.05

Materials

  • Ticker
    Security Description
    Deposit %
  • IP
    International Paper Company
    1.01
  • RIO
    Rio Tinto plc
    0.99
  • TX
    Ternium S.A.
    1.00

Real Estate

  • Ticker
    Security Description
    Deposit %
  • CPT
    Camden Property Trust
    0.98
  • CXW
    CoreCivic, Inc.
    2.51
  • DRH
    DiamondRock Hospitality Company
    1.00
  • LTC
    LTC Properties, Inc.
    1.01
  • MAA
    Mid-America Apartment Communities, Inc.
    0.98
  • SIR
    Select Income REIT
    2.99
  • WY
    Weyerhaeuser Company
    1.00

Utilities

  • Ticker
    Security Description
    Deposit %
  • CNP
    CenterPoint Energy, Inc.
    1.01
  • GXP
    Great Plains Energy Incorporated
    1.00
  • NGG
    National Grid plc
    0.97
  • WEC
    WEC Energy Group, Inc.
    1.00

Closed-End Funds

  • Ticker
    Security Description
    Deposit %
  • AFT
    Apollo Senior Floating Rate Fund Inc.
    3.01
  • ARDC
    Ares Dynamic Credit Allocation Fund
    7.04
  • ACP
    Avenue Income Credit Strategies Fund
    9.02
  • BGX
    Blackstone / GSO Long-Short Credit Income Fund
    7.01
  • TSLF
    THL Credit Senior Loan Fund
    3.99

Exchange-Traded Funds

  • Ticker
    Security Description
    Deposit %
  • TBF
    ProShares Short 20+ Year Treasury
    15.99
  • TBX
    ProShares Short 7-10 Year Treasury
    4.01
  • CWB
    SPDRt Bloomberg Barclays Convertible Securities ETF
    10.02

Summary

Description
  • Trust Name

    Rising Interest Rates Hedge, 9

  • Trust Symbol

    SMRRIX

Deposit Data
  • Deposit Date

    08-22-2017

  • Termination Date

    08-22-2019

  • Minimum Investment

    100

  • Distribution Frequency

    Monthly (if any)

  • Initial Public Offer Price

    $10.00

  • Historical 12-Month Dist.*

    0.4935

CUSIP
  • Cash Cusip

    83188G104

  • Reinvest Cusip

    83188G112

  • Fee Cash Cusip

    83188G120

  • Fee Invest Cusip

    83188G138