Stocks Gain during a Busy Week

Market Overview

Quarter

Sources: Sources for data in tables: Equity Market and Fixed Income returns are from JP Morgan as of 12/01/17. Rates and Economic Calendar Data from Bloomberg as of 12/04/17. International developed markets measured by the MSCI EAFE Index, emerging markets measured by the MSCI EM Index. Sector performance is measured using GICS methodology.

Happening Now                   

U.S. equities had their second best performance of the year gaining 1.6% last week despite a sharp intra-day decline on Friday when the Dow Jones Industrial Average fell over 300 points. The Russell Midcap Index grew 1.5% on the week while the Russell 2000 Index moved 1.2% higher. On the international front, developed markets advanced 1.8% but were outpaced by emerging markets which gained 3.3%.

Daily volatility has been remarkably low this year. Including last Tuesday’s 1.01% gain, the stock market has only experienced ten days in 2017 during which the market moved in either direction by more than 1%. To put this in perspective, consider that historically the market moves 1% or more 60 different times through the average year.

Last week’s pick up in volatility can be attributed to a mix of strong economic data, progress on the tax reform front, and Robert Mueller’s investigation. Economic data came in very strong last week led by the second estimate of GDP which showed the economy expanded at an annualized rate of 3.3% during the 3rd quarter. Jobless claims, inflation, and manufacturing all also posted robust results suggesting the economy will enter 2018 with solid momentum behind it. On the tax reform front, optimism on Tuesday propelled stocks higher but gave way to a brief period of pessimism Thursday that caused stocks to finish off of their highs. Finally, on Friday when news broke that Senate Republicans had secured enough votes to pass their version of the bill, stocks clawed their way back from a sharp intra-day decline to finish with a minor loss of 0.2%. Prior to Friday afternoon’s rebound, the market had sold off on news of Michael Flynn’s indictment highlighting the ongoing potential for short term intra-day swings fueled by politics.

Clearly the markets continue to pay attention to what happens with tax reform. The relatively sharp swings in stock prices last week are evidence of this fact. Last week’s market performance, specifically the gains on Tuesday and Friday’s rebound, suggest that tax reform remains only partially “priced in.” Should a bill make it through the congressional gauntlet we believe that it will serve as a tailwind to stock prices and combine with economic momentum to form an attractive backdrop for equities in 2018. With the holiday season quickly approaching we encourage investors to take the time now to review their positioning for the end of the year.

Important Information and Disclaimers

Disclosures: Hennion & Walsh is the sponsor of SmartTrust® Unit Investment Trusts (UITs). For more information on SmartTrust® UITs, please visit www.smarttrustuit.com. The overview above is for informational purposes and is not an offer to sell or a solicitation of an offer to buy any SmartTrust® UITs. Investors should consider the Trust’s investment objective, risks, charges and expenses carefully before investing. The prospectus contains this and other information relevant to an investment in the Trust and investors should read the prospectus carefully before they invest.

Investing in foreign securities presents certain risks not associated with domestic investments, such as currency fluctuation, political and economic instability, and different accounting standards. This may result in greater share price volatility. These risks are heightened in emerging markets.

There are special risks associated with an investment in real estate, including credit risk, interest rate fluctuations and the impact of varied economic conditions. Distributions from REIT investments are taxed at the owner’s tax bracket.

The prices of small company and mid cap stocks are generally more volatile than large company stocks. They often involve higher risks because smaller companies may lack the management expertise, financial resources, product diversification and competitive strengths to endure adverse economic conditions.

Investing in commodities is not suitable for all investors. Exposure to the commodities markets may subject an investment to greater share price volatility than an investment in traditional equity or debt securities. Investments in commodities may be affected by changes in overall market movements, commodity index volatility, changes in interest rates or factors affecting a particular industry or commodity.

Products that invest in commodities may employ more complex strategies which may expose investors to additional risks.

Investing in fixed income securities involves certain risks such as market risk if sold prior to maturity and credit risk especially if investing in high yield bonds, which have lower ratings and are subject to greater volatility. All fixed income investments may be worth less than original cost upon redemption or maturity. Bond Prices fluctuate inversely to changes in interest rates. Therefore, a general rise in interest rates can result in the decline of the value of your investment.

Definitions

MSCI- EAFE: The Morgan Stanley Capital International Europe, Australasia and Far East Index, a free float-adjusted market capitalization index that is designed to measure developed-market equity performance, excluding the United States and Canada.

MSCI-Emerging Markets: The Morgan Stanley Capital International Emerging Market Index, is a free float-adjusted market capitalization index that is designed to measure the performance of global emerging markets of about 25 emerging economies.

Russell 3000: The Russell 3000 measures the performance of the 3000 largest US companies based on total market capitalization and represents about 98% of the investible US Equity market.

ML BOFA US Corp Mstr [Merill Lynch US Corporate Master]: The Merrill Lynch Corporate Master Market Index is a statistical composite tracking the performance of the entire US corporate bond market over time.

ML Muni Master [Merill Lynch US Corporate Master]: The Merrill Lynch Municipal Bond Master Index is a broad measure of the municipal fixed income market.

Investors cannot directly purchase any index.

LIBOR, London Interbank Offered Rate, is the rate of interest at which banks offer to lend money to one another in the wholesale money markets in London.

The Dow Jones Industrial Average is an unweighted index of 30 “blue-chip” industrial U.S. stocks.

The S&P Midcap 400 Index is a capitalization-weighted index measuring the performance of the mid-range sector of the U.S. stock market, and represents approximately 7% of the total market value of U.S. equities. Companies in the Index fall between S&P 500 Index and the S&P SmallCap 600 Index in size: between $1-4 billion.

DJ Equity REIT Index represents all publicly traded real estate investment trusts in the Dow Jones U.S. stock universe classified as Equity REITs according to the S&P Dow Jones Indices REIT Industry Classification Hierarchy. These companies are REITSs that primarily own and operate income-producing real estate.