Portfolio Holdings by Security (As of Deposit Date)

  • Ticker
    Security Description
    Deposit %
  • ACP
    Avenue Income Credit Strategies Fund
    8.01
  • ADI
    Analog Devices, Inc.
    0.99
  • AFT
    Apollo Senior Floating Rate Fund
    7.26
  • AHGP
    Alliance Holdings GP, L.P.
    2.01
  • AMCRY
    Amcor Limited
    1.75
  • ARLP
    Alliance Resource Partners, L.P.
    2.24
  • CATO
    The Cato Corporation
    1.76
  • CNK
    Cinemark Holdings, Inc.
    1.00
  • COP
    ConocoPhillips
    1.48
  • CWB
    SPDR Barclays Convertible Securities ETF
    10.01
  • DOW
    The Dow Chemical Company
    0.99
  • FCX
    Freeport-McMoRan Inc.
    1.50
  • FF
    FutureFuel Corporation
    1.00
  • INTC
    Intel Corporation
    1.01
  • IPHS
    Innophos Holdings, Inc.
    0.99
  • KLAC
    KLA-Tencor Corporation
    0.99
  • LMT
    Lockheed Martin Corporation
    1.49
  • MAKSY
    Marks and Spencer Group plc
    1.50
  • MCD
    McDonald’s Corporation
    1.51
  • MCHP
    Microchip Technology Incorporated
    1.00
  • MMP
    Magellan Midstream Partners, L.P.
    1.00
  • MXIM
    Maxim Integrated Products, Inc.
    1.25
  • OXY
    Occidental Petroleum Corporation
    1.01
  • PAA
    Plains All American Pipeline, L.P.
    2.01
  • REXMY
    Rexam plc
    1.49
  • RSG
    Republic Services, Inc.
    0.99
  • SE
    Spectra Energy Corporation
    1.26
  • SNP
    China Petroleum & Chemical Corporation
    1.52
  • SON
    Sonoco Products Company
    1.25
  • TBF
    ProShares Short 20+ Year Treasury ETF
    16.01
  • TBX
    ProShares Short 7-10 Year Treasury ETF
    4.00
  • TGT
    Target Corporation
    1.48
  • TLI
    LMP Corporate Loan Fund
    7.26
  • TSLF
    THL Credit Senior Loan Fund
    7.51
  • TUP
    Tupperware Brands Corporation
    1.48
  • UPS
    United Parcel Service, Inc.
    0.98
  • WU
    The Western Union Company
    1.01

Consumer Discretionary

  • Ticker
    Security Description
    Deposit %
  • CATO
    The Cato Corporation
    1.76
  • CNK
    Cinemark Holdings, Inc.
    1.00
  • MAKSY
    Marks and Spencer Group plc
    1.50
  • MCD
    McDonald’s Corporation
    1.51
  • TGT
    Target Corporation
    1.48
  • TUP
    Tupperware Brands Corporation
    1.48

Energy

  • Ticker
    Security Description
    Deposit %
  • AHGP
    Alliance Holdings GP, L.P.
    2.01
  • ARLP
    Alliance Resource Partners, L.P.
    2.24
  • SNP
    China Petroleum & Chemical Corporation
    1.52
  • COP
    ConocoPhillips
    1.48
  • MMP
    Magellan Midstream Partners, L.P.
    1.00
  • OXY
    Occidental Petroleum Corporation
    1.01
  • PAA
    Plains All American Pipeline, L.P.
    2.01
  • SE
    Spectra Energy Corporation
    1.26

Industrials

  • Ticker
    Security Description
    Deposit %
  • LMT
    Lockheed Martin Corporation
    1.49
  • RSG
    Republic Services, Inc.
    0.99
  • UPS
    United Parcel Service, Inc.
    0.98

Consumer Discretionary

  • Ticker
    Security Description
    Deposit %
  • ADI
    Analog Devices, Inc.
    0.99
  • INTC
    Intel Corporation
    1.01
  • KLAC
    KLA-Tencor Corporation
    0.99
  • MXIM
    Maxim Integrated Products, Inc.
    1.25
  • MCHP
    Microchip Technology Incorporated
    1.00
  • WU
    The Western Union Company
    1.01

Materials

  • Ticker
    Security Description
    Deposit %
  • AMCRY
    Amcor Limited
    1.75
  • DOW
    The Dow Chemical Company
    0.99
  • FCX
    Freeport-McMoRan Inc.
    1.50
  • FF
    FutureFuel Corporation
    1.00
  • IPHS
    Innophos Holdings, Inc.
    0.99
  • REXMY
    Rexam plc
    1.49
  • SON
    Sonoco Products Company
    1.25

Closed-End Funds

  • Ticker
    Security Description
    Deposit %
  • AFT
    Apollo Senior Floating Rate Fund
    7.26
  • ACP
    Avenue Income Credit Strategies Fund
    8.01
  • TLI
    LMP Corporate Loan Fund
    7.26
  • TSLF
    THL Credit Senior Loan Fund
    7.51

Exchange-Traded Funds

  • Ticker
    Security Description
    Deposit %
  • TBF
    ProShares Short 20+ Year Treasury ETF
    16.01
  • TBX
    ProShares Short 7-10 Year Treasury ETF
    4.00
  • CWB
    SPDR Barclays Convertible Securities ETF
    10.01

Summary

Description
  • Trust Name

    Rising Interest Rates Hedge, 3

  • Trust Symbol

    SMRRCX

Deposit Data
  • Deposit Date

    08-19-2014

  • Termination Date

    08-18-2016

  • Minimum Investment

    100

  • Distribution Frequency

    Monthly (if any)

  • Initial Public Offer Price

    $10.00

  • Historical 12-Month Dist.*

    0.3720

CUSIP
  • Cash Cusip

    83177K108

  • Reinvest Cusip

    83177K116

  • Fee Cash Cusip

    83177K124

  • Fee Invest Cusip

    83177K132