Small Cap Opportunities, 3
Back to All Secondary TrustsPortfolio Holdings by Security (As of Deposit Date)
| Ticker | Security Description | Deposit % |
|---|---|---|
| BGFV | Big 5 Sporting Goods Corporation | 1.97 |
| BNED | Barnes & Noble Education, Inc. | 1.97 |
| CMRE | Costamare Inc. | 2.00 |
| CMRX | Chimerix, Inc. | 1.97 |
| CPRX | Catalyst Pharmaceuticals, Inc. | 2.00 |
| DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth Fund | 5.04 |
| DOOR | Masonite International Corporation | 1.96 |
| DWAS | Invesco DWA SmallCap Momentum ETF | 7.45 |
| FFWM | First Foundation Inc. | 1.99 |
| FLWS | 1-800-FLOWERS.COM, Inc. | 1.98 |
| GTN | Gray Television, Inc. | 2.05 |
| HBNC | Horizon Bancorp, Inc. | 2.01 |
| ICHR | Ichor Holdings, Ltd. | 1.99 |
| IWM | iShares Russell 2000 ETF | 7.06 |
| JBSS | John B. Sanfilippo & Son, Inc. | 2.03 |
| KFY | Korn Ferry | 2.01 |
| MARA | Marathon Digital Holdings, Inc. | 2.01 |
| MBUU | Malibu Boats, Inc. | 2.00 |
| MED | Medifast, Inc. | 2.04 |
| MLI | Mueller Industries, Inc. | 2.02 |
| MPB | Mid Penn Bancorp, Inc. | 2.00 |
| NPO | EnPro Industries, Inc. | 2.04 |
| QCRH | QCR Holdings, Inc. | 2.00 |
| RIOT | Riot Blockchain, Inc. | 1.98 |
| SMP | Standard Motor Products, Inc. | 2.00 |
| SRDX | Surmodics, Inc. | 2.02 |
| STC | Stewart Information Services Corporation | 2.01 |
| TBBK | The Bancorp, Inc. | 1.98 |
| VBK | Vanguard Small-Cap Growth Index Fund ETF Shares | 5.00 |
| VBR | Vanguard Small-Cap Value Index Fund ETF Shares | 7.45 |
| VTWO | Vanguard Russell 2000 Index Fund ETF Shares | 17.97 |
Communication Services
| Ticker | Security Description | Deposit % |
|---|---|---|
| GTN | Gray Television, Inc. | 2.05 |
Consumer Discretionary
| Ticker | Security Description | Deposit % |
|---|---|---|
| FLWS | 1-800-FLOWERS.COM, Inc. | 1.98 |
| BNED | Barnes & Noble Education, Inc. | 1.97 |
| BGFV | Big 5 Sporting Goods Corporation | 1.97 |
| MBUU | Malibu Boats, Inc. | 2.00 |
| SMP | Standard Motor Products, Inc. | 2.00 |
Consumer Staples
| Ticker | Security Description | Deposit % |
|---|---|---|
| JBSS | John B. Sanfilippo & Son, Inc. | 2.03 |
| MED | Medifast, Inc. | 2.04 |
Financials
| Ticker | Security Description | Deposit % |
|---|---|---|
| TBBK | The Bancorp, Inc. | 1.98 |
| FFWM | First Foundation Inc. | 1.99 |
| HBNC | Horizon Bancorp, Inc. | 2.01 |
| MPB | Mid Penn Bancorp, Inc. | 2.00 |
| QCRH | QCR Holdings, Inc. | 2.00 |
| STC | Stewart Information Services Corporation | 2.01 |
Health Care
| Ticker | Security Description | Deposit % |
|---|---|---|
| CPRX | Catalyst Pharmaceuticals, Inc. | 2.00 |
| CMRX | Chimerix, Inc. | 1.97 |
| SRDX | Surmodics, Inc. | 2.02 |
Industrials
| Ticker | Security Description | Deposit % |
|---|---|---|
| CMRE | Costamare Inc. | 2.00 |
| NPO | EnPro Industries, Inc. | 2.04 |
| KFY | Korn Ferry | 2.01 |
| DOOR | Masonite International Corporation | 1.96 |
| MLI | Mueller Industries, Inc. | 2.02 |
Information Technology
| Ticker | Security Description | Deposit % |
|---|---|---|
| ICHR | Ichor Holdings, Ltd. | 1.99 |
| MARA | Marathon Digital Holdings, Inc. | 2.01 |
| RIOT | Riot Blockchain, Inc. | 1.98 |
Exchange-Traded Funds
| Ticker | Security Description | Deposit % |
|---|---|---|
| DWAS | Invesco DWA SmallCap Momentum ETF | 7.45 |
| IWM | iShares Russell 2000 ETF | 7.06 |
| VTWO | Vanguard Russell 2000 Index Fund ETF Shares | 17.97 |
| VBK | Vanguard Small-Cap Growth Index Fund ETF Shares | 5.00 |
| VBR | Vanguard Small-Cap Value Index Fund ETF Shares | 7.45 |
| DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth Fund | 5.04 |
Summary
Description
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Trust Name Small Cap Opportunities, 3
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Trust Symbol STSCCX
Deposit Data
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Deposit Date 01/14/2022
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Termination Date 01/12/2024
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Minimum Investment 100
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Distribution Frequency Monthly (if any)
-
Initial Public Offer Price $10.00
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Historical 12-Month Dist.* 0.1014
CUSIP
-
Cash Cusip 83193K264
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Reinvest Cusip 83193K272
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Fee Cash Cusip 83193K280
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Fee Invest Cusip 83193K298
Documents
*The Historical 12-Month Distribution of Trust Holdings is as of 06/25/2025. If the Trust deposited after, or 90 days prior to, 06/25/2025, the distribution is as of deposit date. The Historical 12-Month Distribution is calculated by taking the weighted average of the regular income distributions paid by the securities included in the trust’s portfolio over the 12 months preceding the trust’s date of deposit reduced to account for the effects of trust fees and expenses. This historical distribution is for illustrative purposes only and is not indicative of amounts that will actually be distributed by the trust. The distributions paid by the trust may be higher or lower than the amount shown above due to factors including, but not limited to, changes in the price of trust units, changes (including reductions) in distributions paid by issuers, changes in actual trust expenses and sales of securities in the portfolio. There is no guarantee that the issuers of the securities included in the trust will pay any distributions in the future.