Portfolio Holdings by Security (As of Deposit Date)

  • Ticker
    Security Description
    Deposit %
  • BGFV
    Big 5 Sporting Goods Corporation
    1.97
  • BNED
    Barnes & Noble Education, Inc.
    1.97
  • CMRE
    Costamare Inc.
    2.00
  • CMRX
    Chimerix, Inc.
    1.97
  • CPRX
    Catalyst Pharmaceuticals, Inc.
    2.00
  • DGRS
    WisdomTree U.S. SmallCap Quality Dividend Growth Fund
    5.04
  • DOOR
    Masonite International Corporation
    1.96
  • DWAS
    Invesco DWA SmallCap Momentum ETF
    7.45
  • FFWM
    First Foundation Inc.
    1.99
  • FLWS
    1-800-FLOWERS.COM, Inc.
    1.98
  • GTN
    Gray Television, Inc.
    2.05
  • HBNC
    Horizon Bancorp, Inc.
    2.01
  • ICHR
    Ichor Holdings, Ltd.
    1.99
  • IWM
    iShares Russell 2000 ETF
    7.06
  • JBSS
    John B. Sanfilippo & Son, Inc.
    2.03
  • KFY
    Korn Ferry
    2.01
  • MARA
    Marathon Digital Holdings, Inc.
    2.01
  • MBUU
    Malibu Boats, Inc.
    2.00
  • MED
    Medifast, Inc.
    2.04
  • MLI
    Mueller Industries, Inc.
    2.02
  • MPB
    Mid Penn Bancorp, Inc.
    2.00
  • NPO
    EnPro Industries, Inc.
    2.04
  • QCRH
    QCR Holdings, Inc.
    2.00
  • RIOT
    Riot Blockchain, Inc.
    1.98
  • SMP
    Standard Motor Products, Inc.
    2.00
  • SRDX
    Surmodics, Inc.
    2.02
  • STC
    Stewart Information Services Corporation
    2.01
  • TBBK
    The Bancorp, Inc.
    1.98
  • VBK
    Vanguard Small-Cap Growth Index Fund ETF Shares
    5.00
  • VBR
    Vanguard Small-Cap Value Index Fund ETF Shares
    7.45
  • VTWO
    Vanguard Russell 2000 Index Fund ETF Shares
    17.97

Communication Services

  • Ticker
    Security Description
    Deposit %
  • GTN
    Gray Television, Inc.
    2.05

Consumer Discretionary

  • Ticker
    Security Description
    Deposit %
  • FLWS
    1-800-FLOWERS.COM, Inc.
    1.98
  • BNED
    Barnes & Noble Education, Inc.
    1.97
  • BGFV
    Big 5 Sporting Goods Corporation
    1.97
  • MBUU
    Malibu Boats, Inc.
    2.00
  • SMP
    Standard Motor Products, Inc.
    2.00

Consumer Staples

  • Ticker
    Security Description
    Deposit %
  • JBSS
    John B. Sanfilippo & Son, Inc.
    2.03
  • MED
    Medifast, Inc.
    2.04

Financials

  • Ticker
    Security Description
    Deposit %
  • TBBK
    The Bancorp, Inc.
    1.98
  • FFWM
    First Foundation Inc.
    1.99
  • HBNC
    Horizon Bancorp, Inc.
    2.01
  • MPB
    Mid Penn Bancorp, Inc.
    2.00
  • QCRH
    QCR Holdings, Inc.
    2.00
  • STC
    Stewart Information Services Corporation
    2.01

Health Care

  • Ticker
    Security Description
    Deposit %
  • CPRX
    Catalyst Pharmaceuticals, Inc.
    2.00
  • CMRX
    Chimerix, Inc.
    1.97
  • SRDX
    Surmodics, Inc.
    2.02

Industrials

  • Ticker
    Security Description
    Deposit %
  • CMRE
    Costamare Inc.
    2.00
  • NPO
    EnPro Industries, Inc.
    2.04
  • KFY
    Korn Ferry
    2.01
  • DOOR
    Masonite International Corporation
    1.96
  • MLI
    Mueller Industries, Inc.
    2.02

Information Technology

  • Ticker
    Security Description
    Deposit %
  • ICHR
    Ichor Holdings, Ltd.
    1.99
  • MARA
    Marathon Digital Holdings, Inc.
    2.01
  • RIOT
    Riot Blockchain, Inc.
    1.98

Exchange-Traded Funds

  • Ticker
    Security Description
    Deposit %
  • DWAS
    Invesco DWA SmallCap Momentum ETF
    7.45
  • IWM
    iShares Russell 2000 ETF
    7.06
  • VTWO
    Vanguard Russell 2000 Index Fund ETF Shares
    17.97
  • VBK
    Vanguard Small-Cap Growth Index Fund ETF Shares
    5.00
  • VBR
    Vanguard Small-Cap Value Index Fund ETF Shares
    7.45
  • DGRS
    WisdomTree U.S. SmallCap Quality Dividend Growth Fund
    5.04

Summary

Description
  • Trust Name

    Small Cap Opportunities, 3

  • Trust Symbol

    STSCCX

Deposit Data
  • Deposit Date

    01-14-2022

  • Termination Date

    01-12-2024

  • Minimum Investment

    100

  • Distribution Frequency

    Monthly (if any)

  • Initial Public Offer Price

    $10.00

  • Historical 12-Month Dist.*

    0.0766

CUSIP
  • Cash Cusip

    83193K264

  • Reinvest Cusip

    83193K272

  • Fee Cash Cusip

    83193K280

  • Fee Invest Cusip

    83193K298